growGRC
Financial Services & Fintech

Governance and risk management for financial institutions

Meet financial regulations, reduce loss events, and ensure operational continuity with a modern, connected GRC platform.

Sector Evidentiary Chain

From banking regulations to verifiable evidence

Bridge the silos between AML risk management, Basel loss events, and continuous audit testing in a single connected architecture.

Connected Chain Example

Sector Objective: "Comply with Basel III, AML mandates, and operational loss event mitigation"

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1. Strategy
Maintain capital solvency and zero regulatory fines for anti-money laundering.
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2. Processes
Deposit intake, interbank wire transfers, and customer due diligence (KYC).
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3. Risks
Unreported suspicious transactions and sanctions screening control failures.
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4. Controls
Automated watchlist screening and transactional risk scoring under AML and Basel III.
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5. Audit & Evidence
Cryptographically timestamped Suspicious Activity Report (SAR) and Internal Audit sign-off.
Management Architecture

Fragmented Model vs. growGRC Connected Model

Your organization should not rely on disconnected files to demonstrate control and regulatory compliance.

Traditional Siloed Management

Isolated PowerPoint, Excel, and email threads

  • •AML risk matrices in Excel disconnected from daily transactional operations.
  • •Risk committees analyzing operational loss events weeks after they occur.
  • •Weeks of manual preparation ahead of regulatory examinations.
  • •Fraud and financial cybersecurity controls operating in disconnected silos.

growGRC Connected Model

Strategy, processes, risks, controls, and audit in sync

  • Live AML/CFT risk matrix with continuous updates to risk profiles and factors.
  • Structured loss event capture linked directly to the underlying control failure.
  • Real-time evidentiary traceability with records ready for banking regulators.
  • Unified connection across strategy, processes, risks, controls, and continuous audit.

Built for the regulatory and operational demands of the financial sector

Anti-Money Laundering (AML) Compliance

Financial crime risk matrix with full control traceability and real-time oversight.

Operational Risk & Loss Events

Capture and analyze quantitative and qualitative loss events for the risk committee.

Operational Resilience & Continuity

Ensure continuous availability of critical financial workflows during disruptions.

Sector & Regulatory FAQ

Frequently asked questions

Direct answers on how growGRC adapts to your industry's regulatory requirements.

How does growGRC support AML / SARLAFT compliance?

growGRC structures all lifecycle stages (Identification, Measurement, Control, and Monitoring), linking risk factors (customers, products, channels, jurisdictions) directly to controls and evidentiary proof.

Can we log and consolidate operational loss events?

Yes. You can record gross losses, recoveries, and Basel event classifications, linking each failure to the risk matrix to generate consolidated reports for the Risk Committee.

How does it streamline regulatory examinations and audits?

It provides dedicated assurance views with digital workpapers and indexed evidence, cutting document collection time by over 60%.

Explore complete regulatory framework catalog →

GRC Hub

Modernize financial risk management with continuous evidence

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